Aimée Dayhoff was interviewed by Super Lawyers, part of Thomson Reuters, for a June 28, 2021, article about what to do if you find yourself in a dispute involving alleged wrongdoing in an investment. If it falls under the umbrella of the Financial Industry Regulatory Authority, then “the first determination that needs to be made is whether you have a choice in the matter or not,” says Aimée.

“If you are required to go through FINRA’s dispute resolution process, then there’s not a whole lot of wiggle room on next steps,” she adds. “There’s the procedure that governs that whole process, and that differs than being just in a courtroom with one judge.”

Read the full article on FINRA’s ligation process here.

June 28, 2021